Tom has been licensed as a Registered Representative of a FINRA Broker Dealer firm since 1985. His current firm is TCFG Wealth Management, LLC. His licenses include those necessary to sell general securities, mutual funds, and limited partnerships in California and other selected states.
In 1988 he became a Certified Financial Planner and maintains the continuing education requirements necessary to retain that designation.
He originally registered with California and the Securities and Exchange Commission as a Registered Investment Advisor in 1992.
His technical background is a primary influence in his interest in the analytical processes that are used to develop solutions to the many questions that arise from financial planning. He is currently an advisory affiliating of TCFG Investment Advisors, LLC.
Personally...He was born in Wisconsin in 1950, moved to California as an Air Force officer in 1972. In 1980, he resigned his Air Force commission, went into business for himself, and transitioned into the financial services industry starting in 1984.
He is married with two adult children. His son Wesley assists him in the office and his daughter resides in San Diego with her family. His wife assists him with the administration of the office. His hobbies include model trains and stamp collecting.